Ensure compliance with regulatory requirements by conducting annual Fit and Proper Declaration & Certification Staff Assessments. Before seeking approval from the FCA, firms must confirm the fitness and propriety of their staff. Once approved, ongoing assessments are necessary, at least annually, to maintain compliance.
The Senior Managers & Certification Regime, introduced in December 2019, mandates senior managers and certification staff to complete a declaration or assessment as appropriate.
Our FCA consultants can support you by managing deadlines and providing essential documentation, helping your firm to remain compliant.
Contact My Compliance Consultant today for help with your business’s Annual Fit and Proper Declaration & Certification Staff Assessments