Latest Compliance News
Latest Compliance News

Empower Your Teams with My Compliance Academy
E-learning is no longer simply about completing mandatory training. Instead, it is about empowering teams with the knowledge, confidence and understanding they need to perform

Vulnerability and the Cost of Living Crisis: What Does the FCA Expect?
The ongoing cost of living crisis continues to place significant financial and emotional pressure on many consumers across the UK. As a result, FCA-regulated firms

Preparing for the Annual Consumer Duty Board Report
Preparing for the annual Consumer Duty board report is a key part of demonstrating how your firm is delivering good customer outcomes and meeting ongoing

Would Your Team Recognise a Vulnerable Customer?
Understanding customer vulnerability is now a major part of FCA compliance. Under the Consumer Duty, firms are expected to identify, support and respond appropriately to

Would your team recognise a vulnerable customer – and know what to do next?
Vulnerability isn’t always obvious. It’s not just someone in financial difficulty. It can be someone experiencing bereavement, mental health challenges, illness, relationship breakdown, job loss,

Stressing HR out because an employee keeps making the same mistakes?
The problem might not be the person — it might be the training. When mistakes happen repeatedly, it creates pressure for everyone. You start questioning