Latest Compliance News
Latest Compliance News
Stressing HR out because an employee keeps making the same mistakes?
The problem might not be the person — it might be the training. When mistakes happen repeatedly, it creates pressure for everyone. You start questioning
The FCA’s latest update on Year 2 Consumer Duty board reports sends a clear message:
We’ve moved beyond implementation. This is now about evidence, challenge, and outcomes. After reviewing 180 firms, the FCA found that while progress is being made,
Feeling Stressed About Returning to Work? Let Compliance Be One Less Thing to Worry About
Feeling Stressed About Returning to Work? Let Compliance Be One Less Thing to Worry About Returning to work after time away, whether following annual leave,
FCA compliance is too important to sit in a drawer – or sit with the wrong person.
One of the biggest risks we see in regulated firms is compliance being handled informally. It’s often added to someone’s existing role, reviewed occasionally, and
Are You Prepared for the 28th? Understanding the FCA CCR009 Return
Are You Prepared for the 28th? Understanding the FCA CCR009 Return Is your firm ready to submit its CCR009 Return? For many consumer credit firms,
Three Times Firms Got It Wrong – and Why FCA Compliance Matters
The Financial Conduct Authority (FCA) is stronger than ever in enforcing compliance – and getting it wrong can cost firms millions, damage reputation, and harm