A robust Compliance Monitoring Programme (CMP) is not only a best practice it is a regulatory requirement under FCA rules. It plays a vital role in ensuring your firm meets its ongoing threshold conditions and remains aligned with ever-evolving FCA regulatory expectations.
At My Compliance Consultant, we deliver tailored CMP management services that support your business in proactively identifying, managing, and resolving compliance risks before they escalate.
What Is a Compliance Monitoring Programme?
A Compliance Monitoring Programme is a structured plan that outlines how a regulated firm will monitor and assess its compliance with applicable FCA rules and internal policies. The CMP includes regular checks, controls, and reviews that are documented and reported on a monthly, quarterly, or bi-annual basis.
Why Your Business Needs CMP Management
Without a formal CMP in place, firms risk:
- Falling short of FCA expectations
- Missing critical regulatory deadlines
- Being unable to evidence compliance activity during audits or inspections
- Facing increased regulatory scrutiny or enforcement
Our CMP Management Services
Our experienced compliance consultants will work closely with your firm to:
- Develop a tailored compliance monitoring framework
- Document business and regulatory requirements clearly
- Schedule and manage regular compliance testing and reporting
- Identify risks, breaches, and remedial actions
- Ensure consistent documentation for FCA review readiness
Whether you are a small firm or managing multiple regulatory permissions, our CMP support ensures your business remains compliant and audit-ready year-round.
Work with a Trusted Compliance Consultant in the UK
At My Compliance Consultant, we offer dependable, end-to-end Compliance Monitoring Programme Management services designed to give you peace of mind. Our proactive approach supports firms across the UK in staying ahead of compliance challenges and maintaining full FCA alignment.
Contact us today to discuss how we can help manage your firm’s Compliance Monitoring Programme effectively and efficiently.