The FCA have introduced a requirement that all regulated firms must submit an annual Attestation to confirm that all the information held on the FS register is up to date, this must be submitted no later than 60 days of their Accounting Reference Date, as part of our ongoing monthly support MCC Ltd will ensure that this is never missed, failure to submit this int e given timeframe will result in your firm receiving a £250 fine.

MCC Ltd will assist in collating and submitting your annual Gabriel return, we will diarise your return dates ensuring that you never miss a deadline whilst ensuring that the correct information is submitted.

MCC Ltd ensure that you never miss another regulatory update that will have an impact on your firm and regulatory status.

MCC Ltd will populate and submit on your behalf any changes that the firm may make to its permissions, and firms standing data held on the FS register.

A CMP is a regulatory requirement and forms part of your ongoing threshold conditions, MCC will ensure that both business and regulatory requirements are documented on a monthly/quarterly and bi-annual basis.

As part of the new Senior Managers & certificate regime that was implemented in December 2019 all firm’s Senior managers and certification staff need to populate either a declaration or assessment where applicable. MCC will diarise and supply the relevant documents to keep you and your staff compliant. 

MCC will assist you in your financial promotions and ensure that they’re compliant and in line with CONC 3 regulations.

Access to one of our compliance experts via phone or email, be confident that any contact is dealt with in both a professional and timely manner.

Let MCC conduct a compliance health check to ensure that your firm has the correct compliance policies and procedures and systems and controls in place to meet FCA threshold conditions.

MCC Ltd will undertake a remote regulatory audit of all your policies & procedures, your systems and controls and audit a selection of regulatory deal files to ensure all meet the relevant FCA regulations.

MCC Ltd will set in place a monthly deal file audit to ensure that they contain the relevant compliance documents and that these are meeting the relevant compliance regulations.

We value client loyalty, so ensure that access to our very popular Compliance Training Programmes are always offered to our existing client base first, to allow for priority bookings.

As an added value of being a regular client of MCC Ltd we offer discounted standardised regulatory Policies and Procedures as an appreciation of your valued client loyalty.

MCC Ltd will undertake a remote regulatory audit of all your policies & procedures, your systems and controls and audit a selection of regulatory deal files to ensure all meet the relevant FCA regulations.

MCC Ltd can either provide a bespoke Regulatory Business plan or if required populate on your behalf.

MCC Ltd can create bespoke compliance training modules to meet your firm’s training requirements.

MCC Ltd will write bespoke policies that meet your firm’s requirements whilst ensuring they meet the FCA’s regulations.

At the time your firm wants to add to its regulatory permissions MCC can guide you through the process and provide any documentation required.

MCC Ltd will assist in collating and submitting your annual Gabriel return to ensure that the content is correct and that your deadline for submitting is met.