The Appointed Representative Regime
Welcome to the Appointed Representatives Regime module This module explores the new rules governing Appointed Representatives (ARs), which came into force on 8 December 2022. These updated requirements apply to firms authorised under the Financial Services and Markets Act 2000 (FSMA) that have responsibility for overseeing ARs. By the end of the course, you will […]
Financial Crime
Welcome to the Financial Crime module This comprehensive course provides learners with the essential knowledge and skills to identify, prevent, and respond to financial crime within FCA-regulated environments. Exploring key areas such as fraud, money laundering, bribery and corruption, insider dealing, and market abuse, the course equips participants with a clear understanding of regulatory expectations […]
FCA Permissions
Welcome to the FCA Permissions Module Understanding FCA permissions is essential for any firm operating in the UK’s financial services sector. These permissions form the legal backbone that determines what regulated activities a firm can carry out—and under what conditions. In this module, we’ll break down the permission system introduced by the Financial Conduct Authority […]
Consumer Credit
Welcome to the Consumer Credit Module Consumer credit plays a vital role in today’s economy, allowing individuals to access goods, services, and experiences they might not otherwise afford. But with this convenience comes a complex landscape of regulation, responsibility, and rights. This module is designed to give you a clear and practical understanding of the […]