Latest Compliance News
Latest Compliance News
What Makes a Firm ‘Fit and Proper’ in the Eyes of the FCA?
Understanding the requirements and how to stay compliant In the UK’s regulated financial sector, ensuring that individuals in key roles are “fit and proper” is
Consumer Credit Compliance: Key FCA Updates You Should Know
Redress schemes, BNPL regulation, and what it means for lenders and brokers As part of the FCA’s ongoing efforts to strengthen consumer protection, major FCA
July 31st Is Just 15 Days Away! Have You Prepared Your Consumer Duty Board Report?
With the FCA’s Consumer Duty framework now fully in effect, regulated firms must complete and review an annual Consumer Duty board report by 31st July. This report is critical in
5 Common Compliance Mistakes (and How to Avoid Them)
In today’s fast-changing regulatory landscape, compliance is not just a legal requirement it’s a cornerstone of trust, operational stability and long-term success. However, many organisations
Why FCA Compliance Is a Competitive Advantage for Your Business
In today’s highly regulated financial environment, FCA compliance is no longer just a legal obligation it’s a strategic differentiator. Businesses that proactively meet Financial Conduct Authority (FCA) regulations not
What to Expect in an FCA Consumer Credit Compliance Audit
Navigating a Financial Conduct Authority (FCA) compliance audit can feel daunting, but understanding what to expect can help your business prepare effectively and minimise disruption.