Latest Compliance News
Latest Compliance News

Are You Prepared for the 28th? Understanding the FCA CCR009 Return
Are You Prepared for the 28th? Understanding the FCA CCR009 Return Is your firm ready to submit its CCR009 Return? For many consumer credit firms,

Three Times Firms Got It Wrong – and Why FCA Compliance Matters
The Financial Conduct Authority (FCA) is stronger than ever in enforcing compliance – and getting it wrong can cost firms millions, damage reputation, and harm

Small mistakes rarely start as big problems
In most regulated businesses, the issues that eventually lead to FCA scrutiny, complaints, or even enforcement action usually begin with something small: a process skipped,

When FCA Applications Keep Getting Rejected: Why a Fresh Compliance Review Can Make the Difference
If you work in financial services, you will know that FCA applications are rarely a simple process. For many firms, it can become frustrating, time-consuming,

Are you a Senior Manager or Director responsible for FCA compliance? This course was built for you.
Our FCA Consumer Compliance Full Course is designed specifically for leadership teams who carry accountability under the regulator. Because when you hold a senior role,

New FCA powers mean one thing: firms can no longer afford to be unclear about their permissions
The Financial Conduct Authority is now able to cancel, vary, or restrict a firm’s permissions far more quickly than before. These permissions define exactly what